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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-10-10
FL RA APPROVED 2008-04-03
  • TX RA
    APPROVED_RES
    Since 2012-10-10
  • FL RA
    APPROVED
    Since 2008-04-03

Branch Locations

Miami, FL • United States

Citi Wealth Management, Supervision 7795 West Flagler Street, Miami, FL 33144 • United States

Citi Wealth Management, Supervision 201 S. Biscayne Blvd. 6Th Fl, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Miami FL 03/2008 Present
Other Businesses

Rental Property - Miami, FL; Investment-related; 02/01/2016; Title: Owner; Duties: Collect monthly rent and maintain property; Not time is devoted to the rental each month during securities trading hours; 1 hour is devoted to the rental each month outside of securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-24
S63 Uniform Securities Agent State Law Examination 2004-09-27
  • S66 Uniform Combined State Law Examination
    2008-03-24
  • S63 Uniform Securities Agent State Law Examination
    2004-09-27

View on SEC IAPD

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