Raymond Allen Thomas

Current Employers

Employment History

• 08/2011 → Present
  Lpl Financial Llc
  Fort Lauderdale, FL
• 08/2011 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2009-10-23 → 2011-08-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wilmington, DE
  Drexel Hill, PA
  Wilmington, DE
  Philadelphia, PA
• 2004-10-20 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Drexel Hill, PA
  Lancaster, PA
  Wilmington, DE

Other Businesses

1. 9/15/2011 - PRIVATE ADVISOR GROUP - DBA: Private Advisor Group LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Time Spent 50% - (Hybrid) Provides financial planning and asset management for a fee. 2. 5/2/2017 - Thomas Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/01/2017 - 160 Hours Per Month/130 Hours During Securities Trading. 3. 1/9/2018 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - start date 08/11/2011 - 110 hours per month/75 hours during securities trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 1/9/2018. I expect to spend approximately 110 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 7/30/2020 - Exclusive Insurance Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 7/21/2020 - 4 Hours Per Month/0 Hours Hours During Securities Trading. 5. 11/29/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Real Estate Rental - Owner - Start Date - 04/01/2022 - 1 Hours Per Month/0 Hours During Securities Trading 6. 04/02/2024 - Legacy Yacht Charters - Other - boat rental - Owner - Not Investment Related - 230 Basin Dr, Lauderdale-by-the-Sea, FL 33308 - Start Date 09/28/2023 - 4 Hours Per Month/ 0 Hours During Trading 7. 01/02/2025 - Private Advisor Group, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date: 09/15/2011 - 100 Hours Per Month/ 60 Hours During Trading. I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 09/2011. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-10-19
• S63 Uniform Securities Agent State Law Examination
  1994-04-29