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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-05 |
| TX | RA | APPROVED | 2026-03-05 |
Branch Locations
2200 Northern Blvd Suite 200, East Hills, NY 11548 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | Melville | NY | 09/1999 | 06/2020 |
| Equitable Advisors Llc | Melville | NY | 09/1994 | 02/2026 |
| Massachusetts Mutual Life Insurance Company | East Hills, | NY | 02/2026 | Present |
| Mml Investors Services, Llc | East Hills | NY | 03/2026 | Present |
Name: Fox Wealth Management Inc. Inv Rel: Y Add: 2200 Northern Blvd, Suite 200, East Hills, NY 11548 Nature: Owner of LLC used for Financial Services Position: President/Owner Start Date: 04/20/2026 No Hrs/Mo: 3 No/Hrs Mo dur trading: 0 Describe Duties: Payroll Administrator and pay business expenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
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