Karen L Sullivan

Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-10
WA	RA	APPROVED	2012-05-21

TX RA
APPROVED_RES

Since 2019-01-10
WA RA
APPROVED

Since 2012-05-21

Branch Locations

1051 Se State Route 3 Suite E, Shelton, WA 98584 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	01/2012	Present

01/2012 → Present

Edward Jones

St Louis, MO

Other Businesses

Mason County Type of business: Elected Public Official Shelton, WA Start date: 1/4/2027 Commissioner Hours per week: 20 Hours during trading: 20 Desc: Commissioners serve as the chief administrators for several important County operations and has some quasi-judicia duties as well. I will be running for this position starting April 1st

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-03-22
S63	Uniform Securities Agent State Law Examination	1994-03-16

S66 Uniform Combined State Law Examination

2012-03-22
S63 Uniform Securities Agent State Law Examination

1994-03-16

Other Names

Karen Adams
Karen Lea Schade

View on SEC IAPD