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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2008-08-19 |
| GA | RA | APPROVED | 2008-07-03 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 06/2008 | Present |
BANK OF MADISON/133 NORTH MAIN STREET, MADISON, GA 30650/COMMUNITY BANK/NOMINATED TO SERVE ON THE BOARD OF DIRECTORS/3 HRS. PER MONTH. F. D. H Sr. Estate, Estate of a deceased U.S. Person, Executor, Settlement of Estate, start date-8/2/2022, Atlanta GAUnited States-30305
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-21 |
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