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Teresa Lynn Treanor

Ubs Financial Services Inc.

Wilmington, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-08-15
NJ RA APPROVED 2011-10-28
TX RA APPROVED 2011-10-28
  • NC RA
    APPROVED
    Since 2025-08-15
  • NJ RA
    APPROVED
    Since 2011-10-28
  • TX RA
    APPROVED
    Since 2011-10-28

Branch Locations

1985 Eastwood Road, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Princeton NJ 10/2011 Present
Previous Registrations
  • 2009-06-01 → 2011-11-07
    Morgan Stanley
    Lawrenceville, NJ
  • 2009-01-21 → 2009-06-01
    Morgan Stanley & Co. Llc
    Lawrenceville, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-01-20
S63 Uniform Securities Agent State Law Examination 1997-10-22
  • S65 Uniform Investment Adviser Law Examination
    2009-01-20
  • S63 Uniform Securities Agent State Law Examination
    1997-10-22
Other Names
  • Teresa Lynn Peoples
  • Terri Peoples
  • Teresa Lynn Scharko

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC

More in Wilmington, NC

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