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Brian Harold Kertz

Jones Kertz & Associates, Inc.

Blaine, MN

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Current Employers
Jones Kertz & Associates, Inc.

9298 Central Ave Ne Suite 210, Blaine, MN 55434 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-23
MN RA APPROVED 2025-01-23
TX RA APPROVED_RES 2021-05-10
  • CA RA
    APPROVED
    Since 2025-01-23
  • MN RA
    APPROVED
    Since 2025-01-23
  • TX RA
    APPROVED_RES
    Since 2021-05-10

Branch Locations

9298 Central Ave Ne Suite 210, Blaine, MN 55434 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whittlinger Investment Corporation Minneapolis MN 05/2000 Present
  • 05/2000 → Present
    Whittlinger Investment Corporation
    Minneapolis, MN
Other Businesses

WCM INC. (D/B/A WCMI) 100 NORTH 6TH STREET SUITE 620B MINNEAPOLIS, MN 55403 PH: (612) 341-2218 I AM AN EMPLOYEE OF WCMI AND A REGISTERED REPRESENTATIVE/PRINCIPAL OF WIC CORP. WIC CORP. IS A WHOLLY-OWNED SUBSIDIARY OF WCMI. WCMI IS AN INVESTMENT ADVISORY FIRM WHICH PROVIDES PROFESSIONAL INVESTMENT PORTFOLIO MANAGEMENT FOR A BROAD RANGE OF INVESTORS. WCM INC. CONDUCTS SECURITIES TRANSACTIONS FOR CLIENTS THROUGH WIC CORP. POSITION: SR. OPERATIONS MANAGER START DATE: JUNE 5, 2000 APPROXIMATE AMOUNT OF TIME DEVOTED TO EACH BUSINESS: WCMI: 75%, WIC CORP. 25%

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-08-23
S63 Uniform Securities Agent State Law Examination 1994-03-21
  • S65 Uniform Investment Adviser Law Examination
    1999-08-23
  • S63 Uniform Securities Agent State Law Examination
    1994-03-21

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