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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-10-29 |
| MI | RA | APPROVED | 2021-07-09 |
| TX | RA | APPROVED | 2021-07-09 |
Branch Locations
One Northwestern Plaza 28411 Northwestern Highway, Southfield, MI 48034 • United States
Naples, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Brownstown Township | MI | 10/2009 | 06/2021 |
| Stifel Nicolaus & Co Inc | Southfield | MI | 07/2021 | Present |
1. St Mary High School; Elm Ave, Monroe, MI 48161; Catholic High School; Endowment Board Member; Help vote on allocations if needed to students; 09/01/2019; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Real Estate; 701 E Third, Monroe, MI 48161; Real Estate; Owner; 08/01/2012; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Rental; 1365 Maple, Monroe, MI 48161; Real Estate; Owner; 08/02/2018; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 4. Rental Property; 201 Maple Ave, Monroe, MI 48161; Real Estate; Owner; 08/17/2015; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 5. Rental; 826 Maple Ave, Monroe, MI 48161; Real Estate; Owner; 08/19/2014; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 6. Rental; 607 Toledo Ave, Monroe, MI 48161; Real Estate; Rental; 02/01/2018; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 7. Real Estate; 14141416 Elm Ave, Monroe, MI 48161; Real Estate; Owner; 01/01/2002; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 8. Real Estate; 807 Custer, Monroe, MI 48161; Real Estate; Owner; 08/01/2019; 3 Hours per Month; Not During Securities Trading Hours; Investment-Related. 9. Real Estate; 429 Gee, Monroe, MI 48161; Real Estate; Owner; 08/01/22018; 2 Hours per Quarter; Not During Securities Trading Hours; Investment-Related. 10. Real Estate; 402 4th Street. Monroe, MI 48161; Real Estate; Owner; 07/01/2011; 2 Hours per Quarter; Not During Securities Trading Hours; Investment-Related. 11. Real Estate; 700 Smith Street, Monroe, MI 48161; Real Estate; Owner; 09/01/2009; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 12. Property Ownership; No address plot of land Marshall st Brooklyn, MI 49234; open land; property owner; real estate owner land; 03/15/2024; 1hr/mth; Not during securities trading hours; Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-26 |
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