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Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-10-29
MI RA APPROVED 2021-07-09
TX RA APPROVED 2021-07-09
  • FL RA
    APPROVED
    Since 2024-10-29
  • MI RA
    APPROVED
    Since 2021-07-09
  • TX RA
    APPROVED
    Since 2021-07-09

Branch Locations

One Northwestern Plaza 28411 Northwestern Highway, Southfield, MI 48034 • United States

Naples, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brownstown Township MI 10/2009 06/2021
Stifel Nicolaus & Co Inc Southfield MI 07/2021 Present
  • 10/2009 → 06/2021
    Ameriprise Financial Services, Inc.
    Brownstown Township, MI
  • 07/2021 → Present
    Stifel Nicolaus & Co Inc
    Southfield, MI
Previous Registrations
  • 2009-10-05 → 2021-06-30
    Brownstown Township, MI
  • 2007-08-15 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Brownstown Township, MI
Other Businesses

1. St Mary High School; Elm Ave, Monroe, MI 48161; Catholic High School; Endowment Board Member; Help vote on allocations if needed to students; 09/01/2019; 10 Hours per Year; Not During Securities Trading Hours; Not Investment-Related. 2. Real Estate; 701 E Third, Monroe, MI 48161; Real Estate; Owner; 08/01/2012; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Rental; 1365 Maple, Monroe, MI 48161; Real Estate; Owner; 08/02/2018; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 4. Rental Property; 201 Maple Ave, Monroe, MI 48161; Real Estate; Owner; 08/17/2015; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 5. Rental; 826 Maple Ave, Monroe, MI 48161; Real Estate; Owner; 08/19/2014; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 6. Rental; 607 Toledo Ave, Monroe, MI 48161; Real Estate; Rental; 02/01/2018; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 7. Real Estate; 14141416 Elm Ave, Monroe, MI 48161; Real Estate; Owner; 01/01/2002; 10 Hours per Year; Not During Securities Trading Hours; Investment-Related. 8. Real Estate; 807 Custer, Monroe, MI 48161; Real Estate; Owner; 08/01/2019; 3 Hours per Month; Not During Securities Trading Hours; Investment-Related. 9. Real Estate; 429 Gee, Monroe, MI 48161; Real Estate; Owner; 08/01/22018; 2 Hours per Quarter; Not During Securities Trading Hours; Investment-Related. 10. Real Estate; 402 4th Street. Monroe, MI 48161; Real Estate; Owner; 07/01/2011; 2 Hours per Quarter; Not During Securities Trading Hours; Investment-Related. 11. Real Estate; 700 Smith Street, Monroe, MI 48161; Real Estate; Owner; 09/01/2009; 2 Hours per Month; Not During Securities Trading Hours; Investment-Related. 12. Property Ownership; No address plot of land Marshall st Brooklyn, MI 49234; open land; property owner; real estate owner land; 03/15/2024; 1hr/mth; Not during securities trading hours; Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-14
S63 Uniform Securities Agent State Law Examination 1994-05-26
  • S65 Uniform Investment Adviser Law Examination
    2007-08-14
  • S63 Uniform Securities Agent State Law Examination
    1994-05-26
Other Names
  • Archie Sconochia
  • Arthur Andrew Sconochia

View on SEC IAPD

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