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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2020-10-16
CT RA APPROVED 2012-06-06
TX RA APPROVED_RES 2008-08-01
  • FL RA
    APPROVED
    Since 2020-10-16
  • CT RA
    APPROVED
    Since 2012-06-06
  • TX RA
    APPROVED_RES
    Since 2008-08-01

Branch Locations

1819 Main St, Sarasota, FL 34236 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 07/2008 Present
Bank Of America, N.A. Boston MA 11/2009 Present
Other Businesses

I*79097FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BARCOMB FAMILY RENTAL PROPERTYINVESTMENT RELATED: NADDRESS OF BUSINESS:LONGBOAT KEY, FLORIDA 34228NATURE OF BUSINESS: OTHER,RENTAL PROPERTYPOSITION, TITLE, ASSOCIATION: OWNER,START DATE OF RELATIONSHIP: 6/1/2013NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A CONDO THAT I PURCHASED. THE ASSOCIATION RENTS OUT MY CONDO WHEN I AM NOT THERE AND I RECEIVE INCOME FROM THE RENTAL TO COVER CONDO FEES AND INTEREST.I*81256FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BARCOMB FAMILY RENTAL PROPERTY 2INVESTMENT RELATED: NADDRESS OF BUSINESS:LONGBOAT KEY, FLORIDA 34228NATURE OF BUSINESS: OTHER,RENTAL PROPERTYPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/18/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A CONDO THAT I AM PURCHASING. I CURRENTLY ALREADY OWN A CONDO IN THIS ASSOCIATION AND WILL BE BUYING ANOTHER UNIT. THE ASSOCIATION WILL RENT OUT MY CONDO WHEN I AM NOT THERE AND I WILL RECEIVE INCOME FROM THE RENTAL TO COVER CONDO FEES ETC.I*81261FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: BARCOMB FAMILY RENTAL PROPERTY 3INVESTMENT RELATED: NADDRESS OF BUSINESS:STOWE, VERMONT 5672NATURE OF BUSINESS: OTHER,RENTAL PROPERTYPOSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 6/1/2015NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A CONDO THAT I WILL BE PURCHASING IN STOWE, VT. THE ASSOCIATION WILL RENT OUT MY CONDO WHEN I AM NOT THERE AND I WILL RECEIVE INCOME FROM THE RENTAL TO COVER CONDO FEES AND EXPENSES.I*29308For profit or not for profit: Non-Profit OrganizationName of outside business organization: South Shore Hospital Charitable FoundationInvestment related: NAddress of business:South Weymouth, Massachusetts 2190Nature of business: Charitable Organization,Position, title, association: Trustee, Start date of relationship: 10/1/2006Number of hours devoted: 20 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Other hospital careI*510185For profit or not for profit: Name of outside business organization: Rental Property 5Investment related: NAddress of business: sarasota, Florida, 34236Nature of business: Position, title, association: Sole owner, Start date of relationship: 8/1/2021Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: , I*3211266 Entity Type: N/A Name of OBA: boys and girls club of sarasota Address: sarasota, Florida, 34237 Investment Related: No Position, Title, Association: board member Employee Start Date: 12/03/2025 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: the boys and girls club of Sarasota is a not for profit that serves the youth of Sarasota county i would be a board member helping to decide various activities for the kids within the community

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-06
S63 Uniform Securities Agent State Law Examination 1994-04-22
  • S65 Uniform Investment Adviser Law Examination
    1995-06-06
  • S63 Uniform Securities Agent State Law Examination
    1994-04-22
Other Names
  • David Allan Barcomb

View on SEC IAPD

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