James Matthew Tafelski

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-11-14
NY	RA	APPROVED	2021-04-08
SC	RA	APPROVED	2017-11-15
MI	RA	APPROVED	2017-09-25

FL RA
APPROVED

Since 2022-11-14
NY RA
APPROVED

Since 2021-04-08
SC RA
APPROVED

Since 2017-11-15
MI RA
APPROVED

Since 2017-09-25

Branch Locations

49417 Van Dyke Mailstop: Mib831, Shelby Township, MI 48317 • United States

21550 Center Ridge Road Ms: Ohb671, Rocky River, OH 44116 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Clinton Twp	MI	11/2006	08/2017
Citizens Securities, Inc.	Shelby Twp	MI	09/2017	Present

11/2006 → 08/2017

Fifth Third Securities

Clinton Twp, MI
09/2017 → Present

Citizens Securities, Inc.

Shelby Twp, MI

Previous Registrations

2006-12-14 → 2017-09-08

Fifth Third Securities, Inc.

Clinton Township, MI

Troy, MI

Romeo, MI

Armada, MI

Sterling Heights, MI

Clinton Township, MI

Sterling Heights, MI

Troy, MI

Auburn Hills, MI

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-12-23
S63	Uniform Securities Agent State Law Examination	1994-06-30

S65 Uniform Investment Adviser Law Examination

2017-12-23
S63 Uniform Securities Agent State Law Examination

1994-06-30

View on SEC IAPD

Current Employers

Citizens Securities, Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

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