Christopher Mark Riley

Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 02/2020
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2015 → 02/2020
  Fountain Financial Associates, Inc.
  Wilmington, NC
• 02/2020 → Present
  Capfinancial Partners Llc (Captrust)
  Raleigh, NC
• 02/2020 → Present
  Capfinancial Securities Llc
  Raleigh, NC

Previous Registrations

• 2015-06-17 → 2020-03-30
  Fountain Financial Associates, Inc.
  Wilmington, NC
• 2006-03-09 → 2015-06-10
  Cetera Wealth Services, Llc
  Wilmington, NC
  Charlotte, NC
  Smthfield, NC
• 2000-10-20 → 2006-03-06
  Davenport & Company Llc
  Smithfield, NC

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-23
• S63 Uniform Securities Agent State Law Examination
  1994-04-15

Designations

• Certified Financial Planner

Other Names

• Chris Riley
• Christopher M Riley