Best Investors Account Sign in
Employer firm

Benjamin F. Edwards & Company, Inc. CRD 146936

$18.9B regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-09-21
TX RA APPROVED 2023-09-21
  • AR RA
    APPROVED
    Since 2023-09-21
  • TX RA
    APPROVED
    Since 2023-09-21

Branch Locations

4501 N. Hwy 7 Suite 4, Hot Springs Village, AR 71909 • United States

One North Brentwood Blvd, Suite 850, St. Louis, MO 63105 • USA

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hot Springs Village AR 05/2012 11/2016
Wells Fargo Clearing Services, Llc Hot Springs Village AR 11/2016 09/2023
Benjamin F. Edwards Hot Springs Village AR 09/2023 Present
  • 05/2012 → 11/2016
    Wells Fargo Advisors Llc
    Hot Springs Village, AR
  • 11/2016 → 09/2023
    Hot Springs Village, AR
  • 09/2023 → Present
    Benjamin F. Edwards
    Hot Springs Village, AR
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-13
S65 Uniform Investment Adviser Law Examination 1998-02-23
S63 Uniform Securities Agent State Law Examination 1995-02-07
  • S66 Uniform Combined State Law Examination
    2015-05-13
  • S65 Uniform Investment Adviser Law Examination
    1998-02-23
  • S63 Uniform Securities Agent State Law Examination
    1995-02-07
Other Names
  • Jan Marie Saunders
  • Jan Saunders
  • Janiece M Saunders

View on SEC IAPD

More in Hot Springs Village, AR

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor