Gregory Esposito

Employer firm

Summit Financial, LLC CRD 299322

$22.5B regulatory AUM 59 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1993 → 09/2018
  Summit Financial Resources, Inc.
  Parsippany, NJ
• 02/1994 → 12/2018
  Summit Equities, Inc.
  Parsippany, NJ
• 09/2018 → Present
  Purshe Kaplan Sterling Investments, Inc
  Albany, NY
• 12/2018 → Present
  Summit Financial, Llc
  Parsippany, NJ

Previous Registrations

• 2002-05-15 → 2018-12-27
  Summit Equities, Inc.
  Parsippany, NJ
  Parsippany, NJ
• 2002-06-06 → 2018-09-20
  Summit Financial Resources Inc
  Parsippany, NJ

Other Businesses

(1) Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which Is Licensed To Sell Various Insurance Products. Mr. Esposito Earns Both Cash And Non-Cash Compensation Based On Sales Of These Products. (2) SUMMIT FINANCIAL LLC - INVESTMENT RELATED- , 4 CAMPUS DRIVE, PARSIPPANY, NJ 07054. RIA. IAR. STARTED IN SEPTEMBER 2018. 160 HRS/MO TO OTHER BUSINESS. 160 HRS DEVOTED DURING TRADING HOURS. PROVIDE FINANCIAL ADVICE TO CLIENTS. (3) KPM EXCEPTIONAL LLC - DISTRIBUTES OUTDOOR POWER EQUIPMENT; NON-INVESTMENT RELATED; ADDRESS: ONE EXCEPTIONAL WAY, LANDING, NJ 07850. MR. ESPOSITO IS AN ADVISOR BOARD MEMBER WHOSE DUTIES ARE TO DEVELOP STRATEGY AND PROVIDE GUIDANCE TO COMPANY'S MANAGEMENT. START DATE: 1ST QUARTER, 2023. WEBSITE: KPMEDI.COM; 2 HOURS DEVOTED TO THIS OBA DURING SECURITIES TRADING HOURS PER MONTH, 24 HOURS PER YEAR. (4) 1. BackNine Ventures, LLC 2. Investment Related 3. 12625 Lonedale Terrace Fort Myers FL 33913 4. Partial Sale of Practice to Summit Growth Partners 5. Managing Member 6. 1/2023 7. 0 hrs/mo 8. 0 hrs during trading 9. I assigned my Summit Financial LLC RIA revenue to BackNine Ventures, LLC. In exchange for selling 10% of BackNine (10% of my RIA revenue) to SGP I received up-front compensation for the partial sale and a very small interest in SGP. That interest generates quarterly cash dividends from SGP.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-06-13

Designations

• Certified Financial Planner