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Christopher Labruce Ward

Ward Capital Management LLC

Escondido, CA

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Current Employers
Ward Capital Management Llc

Escondido, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-30
  • CA RA
    APPROVED
    Since 2025-10-30

Branch Locations

Escondido, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ward Capital Management Llc Escondido CA 02/2014 Present
Previous Registrations
  • 2011-04-12 → 2014-03-20
    Chronos Corporation
    San Diego, CA
  • 2006-09-25 → 2011-02-17
    Ffec Wealth Partners Llc
    Encino, CA
    Scottsdale, AZ
    Scottsdale, AZ
    Escondido, CA
  • 2004-10-20 → 2005-08-08
    Banc Of America Investment Services, Inc.
    San Diego, CA
  • 2004-08-12 → 2004-10-20
    Quick & Reilly, Inc.
    San Diego, CA
  • 1997-07-08 → 2003-08-25
    A. G. Edwards & Sons, Inc.
    Escondido, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-10
S63 Uniform Securities Agent State Law Examination 1994-03-18
  • S65 Uniform Investment Adviser Law Examination
    2004-08-10
  • S63 Uniform Securities Agent State Law Examination
    1994-03-18

View on SEC IAPD

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