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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-03-21
  • NJ RA
    APPROVED
    Since 2024-03-21

Branch Locations

258 North Main Rd 2Nd Fl Ste C, Vineland, NJ 08360 • United States

Vineland, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securities Service Network, Inc. Landisville NJ 12/1997 09/2020
Securities America, Inc. Vineland NJ 09/2020 12/2020
Securities America Advisors, Inc. Vineland NJ 09/2020 12/2020
Cetera Advisors Llc St Cloud MN 12/2020 Present
Wealth Capital Group Vineland NJ 06/2001 Present
401K Planners Vineland NJ 06/2001 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2024 Present
  • 12/1997 → 09/2020
    Securities Service Network, Inc.
    Landisville, NJ
  • 09/2020 → 12/2020
    Securities America, Inc.
    Vineland, NJ
  • 09/2020 → 12/2020
    Securities America Advisors, Inc.
    Vineland, NJ
  • 12/2020 → Present
    Cetera Advisors Llc
    St Cloud, MN
  • 06/2001 → Present
    Wealth Capital Group
    Vineland, NJ
  • 06/2001 → Present
    401K Planners
    Vineland, NJ
  • 03/2024 → Present
    Schaumburg, IL
Previous Registrations
  • 2020-09-18 → 2020-12-15
    Securities America Advisors, Inc.
    Vineland, NJ
  • 2011-11-07 → 2020-09-18
    Ssn Advisory, Inc.
    Vineland, NJ
Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 10/2020, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2. WEALTH CAPITAL GROUP, INVESTMENT RELATED, , FINANCIAL SERVICES, STARTED 06/2001, OWNER, APX NUMBER OF HOURS PER WEEK 1, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3. 401K PLANNERS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 06/2001, OWNER, APX NUMBER OF HOURS PER WEEK: 2, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COMPANY RETIREMENT PLANS 4. N/A, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, REAL ESTATE, STARTED 04/2004, POSITION/TITLE/RELATIONSHIP: OWNER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PREPARE PROPERTIES FOR RENTAL, MAINTENANCE, AND COLLECTING MONEY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-05
S63 Uniform Securities Agent State Law Examination 1994-09-13
  • S65 Uniform Investment Adviser Law Examination
    2011-11-05
  • S63 Uniform Securities Agent State Law Examination
    1994-09-13
Other Names
  • Rich Demaria

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