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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-21 |
Branch Locations
258 North Main Rd 2Nd Fl Ste C, Vineland, NJ 08360 • United States
Vineland, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities Service Network, Inc. | Landisville | NJ | 12/1997 | 09/2020 |
| Securities America, Inc. | Vineland | NJ | 09/2020 | 12/2020 |
| Securities America Advisors, Inc. | Vineland | NJ | 09/2020 | 12/2020 |
| Cetera Advisors Llc | St Cloud | MN | 12/2020 | Present |
| Wealth Capital Group | Vineland | NJ | 06/2001 | Present |
| 401K Planners | Vineland | NJ | 06/2001 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2024 | Present |
1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 10/2020, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, ANNUITIES AND LONG-TERM CARE 2. WEALTH CAPITAL GROUP, INVESTMENT RELATED, , FINANCIAL SERVICES, STARTED 06/2001, OWNER, APX NUMBER OF HOURS PER WEEK 1, DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES 3. 401K PLANNERS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 06/2001, OWNER, APX NUMBER OF HOURS PER WEEK: 2, DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COMPANY RETIREMENT PLANS 4. N/A, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, REAL ESTATE, STARTED 04/2004, POSITION/TITLE/RELATIONSHIP: OWNER, APX 1 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PREPARE PROPERTIES FOR RENTAL, MAINTENANCE, AND COLLECTING MONEY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-13 |
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