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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-23 |
| IL | RA | APPROVED | 2016-04-15 |
Branch Locations
1022 Maine St, Quincy, IL 62301 • United States
201 S 5Th St, Quincy, IL 62301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Francis Church | Quincy | IL | 11/2015 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 04/2016 | Present |
1) ST FRANCIS SOLANIS CHURCH, 1721 COLLEGE AVE QUINCY IL, 10/2014, AS FINANCE COUNCIL CHAIR. NIR 20 HR/MO 0 HR/MO TRADING 2) BENEFIT ADMINISTRATIVE SYSTEMS, 500 N BROADWAY STE 1425 ST LOUIS MO, 01/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 40 HR/MO 40 HR/MO TRADING 3) PROFESSIONAL INSURANCE PLANNER AND CONSULTANTS, 1521 TECHNOLOGY PKWY STE A CEDAR FALLS IA, 01/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 20 HR/MO 20 HR/MO TRADING 4) 3 MARK FINANCIAL, 1600 HWY 6 STE 400 SUGAR LAND TX, 01/2007, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 40 HR/MO 40 HR/MO TRADING 5) HEARTLAND FINANCIAL ADVISORS, 1022 MAINE ST QUINCY IL, 02/2006, INV REL, FINANCIAL PROFESSIONAL, DBA,120 HR/MO 80 HR/MO TRADING 6) WINTERS LLP, 201 South 5th St., Quincy, IL 62301, 04/2025, Owner, Insurance/Benefits/Human Resources, NIR, 120 HR/MO, 120 HR/MO TRADING. 7) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 642016 AS ADVISORY REP OF A RIA. INV REL, 40 HR/MO 40 HR/MO TRADING, 04/2016 8) FARM OWNER, BRIAN AND DANA DREIER,730 LONG DR, QUINCY, IL, 8/01/2002 - CROPS, PASTURE, RENTING GROUND TO OTHER FARMERS. NIR, 5/YR 0/TRADING 9) TRANGEMM, 201 S 5TH ST QUINCY IL, 01/2018, PARTNER,REAL ESTATE, NIR, 1 HR/MO 1 HR/MO TRADING 10) CREATIVE ONE, 6330 SPRINT PARKWAY SUITE 400 OVERLAND PARK KS, 06/2023, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO 1 HR/MO TRADING 11) QUINCY CATHOLIC SCHOOLS, QUINCY IL, 11/2023, FINANCE COMMITTEE MEMBER, RELIGIOUS ORGANIZATION, NIR, 5 HR/MO 5 HR/MO TRADING 12) QUINCY CATHOLIC SCHOOLS, 1721 COLLEGE AVE QUINCY IL, 02/2024, BOARD MEMBER, RELIGIOUS ORGANIZATION, NIR, 10 HR/MO 5 HR/MO TRADING 13) BDQUINCY, 201 South 5th St, Quincy IL 62301, 01/2018, Owner, Insurance/Benefits/Human Resources, NIR, 160 HR/MO, 160 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1994-08-31 |
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