Scot Alan Shier

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2019 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL
• 04/2006 → 04/2019
  Next Financial Group
  Mission Viejo, CA

Previous Registrations

• 2006-04-04 → 2019-04-08
  Next Financial Group, Inc.
  Newport Beach, CA
  Mission Viejo, CA
• 2000-03-28 → 2006-04-03
  Associated Planners Investment Advisory Inc
  Los Angeles, CA

Other Businesses

1) QUINTESSENTIAL FINANCIAL CORP POSITION: Owner / Corporate Officer NATURE: Doing Business As ("DBA") INVESTMENT RELATED: Yes NUMBER OF HOURS: DURING SECURITIES TRADING HOURS: 37. TOTAL HOURS PER MONTH: 40. START DATE: 06/02/2002 DBA For my investment/insurance/financial planning business, consulting services 2) QUINTESSENTIAL FINANCIAL & INSURANCE SERVICES CORP POSITION: Corporate Officer / Agent NATURE: Insurance - Health; Medicare-Sup INVESTMENT RELATED: No. NUMBER OF HOURS: 0 DURING SECURITIES TRADING HOURS: OVERALL TOTAL HOURS: 1. START DATE: 06/02/2002 DESCRIPTION: Sales and service of health insurance and fixed insurance. 3. Estate Planning Team, 45110 Club Dr. STE B, Indian Wells, CA 92210. Estate Planning, Agent,investment related, 1-10% time spent on activity during securities hrs. 4. CROWDRANK, INC., since 4/2022, Board Member, Non-investment related, 1-10% time spent on activity during non-securities hrs. 5. Harbor Pointe Newport Owners Association, since 1/2022, Director, Non-investment related, 1-10% time spent on activity during non-securities hrs. 6. Scripture Therapy Center, Inc., since 10/2021, Board member, Non-investment related, 1-10% time spent on activity during non-securities hrs. 7. Business Consultant/Elite Care Health Organization. Consulting Services since 02/01/2024. Non-investment related. 1-10% time spent on activity during non-securities hrs. 1-10% time spent on activity during securities hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-18
• S63 Uniform Securities Agent State Law Examination
  1994-03-24

Designations

• Certified Financial Planner