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Kenneth Lee Robinowitz

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

Dallas, TX

CRD 2462200

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

8115 Preston Rd Ste 300, Dallas, TX 75225 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Dallas TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Dallas TX 11/2016 Present
Previous Registrations
  • 2002-10-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Dallas, TX
    Dallas, TX
Other Businesses

CO-EXECUTOR FOR FATHER-IN-LAW'S ESTATE; INV RELATED; DALLAS, TX; 4 HRS PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-09
S63 Uniform Securities Agent State Law Examination 1994-07-18
  • S65 Uniform Investment Adviser Law Examination
    2002-10-09
  • S63 Uniform Securities Agent State Law Examination
    1994-07-18
Other Names
  • Ken Robinowitz

View on SEC IAPD

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