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Sergio Andrade

Park Avenue Securities LLC

Dallas, TX

San Diego, CA

CRD 2462079

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2025-09-24
TX RA APPROVED 2025-06-09
  • WY RA
    APPROVED
    Since 2025-09-24
  • TX RA
    APPROVED
    Since 2025-06-09

Branch Locations

10501 N. Central Expressway Suite 280, Dallas, TX 75231 • United States

5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Ins Co Dallas TX 03/1991 05/2025
Guardian Life Insurance Company San Diego CA 06/2025 Present
Park Avenue Securities San Diego CA 06/2025 Present
Guardian Life Insurance Company Dallas TX 09/2025 Present
Park Avenue Securities Dallas TX 09/2025 Present
  • 03/1991 → 05/2025
    New York Life Ins Co
    Dallas, TX
  • 06/2025 → Present
    Guardian Life Insurance Company
    San Diego, CA
  • 06/2025 → Present
    Park Avenue Securities
    San Diego, CA
  • 09/2025 → Present
    Guardian Life Insurance Company
    Dallas, TX
  • 09/2025 → Present
    Park Avenue Securities
    Dallas, TX
Other Businesses

1) Valorstone Wealth and Insurance Solutions LLC-DBA Start Date: 08/01/2025, Address: 10501 North Central Expressway Suite 280 Dallas, TX 75231, 160 total hours per month; 160 during securities trading hours, Investment related, No annual compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-26
  • S65 Uniform Investment Adviser Law Examination
    2024-03-26

View on SEC IAPD

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