Carol Ann Wikle

Employer firm

Mirador Capital Partners CRD 173764

$1.01B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Mirador Capital Partners, Lp
  Pleasanton, CA

Previous Registrations

• 2013-07-09 → 2015-02-09
  Crosspoint Capital Management
  Pleasanton, CA
  Orinda, CA
• 2009-06-01 → 2013-07-24
  Morgan Stanley
  Pleasanton, CA
  Pleasanton, CA
• 2007-12-07 → 2009-06-01
  Morgan Stanley & Co. Llc
  Pleasanton, CA
• 1999-06-15 → 2007-12-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Castro Valley, CA
  Oakland, CA
  Pleasanton, CA

Other Businesses

RESORT EQUITIES FRACTIONAL REALS ESTATE BUSINESS SAN FRANCISCO, CA CONVERTIBLE PROMISSORY NOTE HOLDER 0 HOURS PER MONTH.

Exams

• S66 Uniform Combined State Law Examination
  1999-02-05

Designations

• Certified Financial Planner

Other Names

• Carol Ann Garman
• Carol Ann Zepeda
• Carol A Wikle