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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-10-21
  • MI RA
    APPROVED
    Since 2020-10-21

Branch Locations

28841 John R Road, Madison Hgt, MI 48071 • United States

44698 Mound Rd, Sterling Heights, MI 48314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc Troy MI 05/2011 02/2018
Hd Vest Investment Services Pontiac MI 06/2018 11/2018
Hd Vest Advisory Services Pontiac MI 06/2018 11/2018
Hd Vest Insurance Agency Llc Irving TX 06/2018 11/2018
Mje Financial Money Smart, Llc Pontiac MI 04/2018 11/2018
Eq Financial Consultants, Inc. Troy MI 05/2011 02/2018
Citizens Securities, Inc. Royal Oak MI 11/2018 10/2020
Pnc Investments Warren MI 10/2020 Present
  • 05/2011 → 02/2018
    Axa Advisors, Llc
    Troy, MI
  • 06/2018 → 11/2018
    Hd Vest Investment Services
    Pontiac, MI
  • 06/2018 → 11/2018
    Hd Vest Advisory Services
    Pontiac, MI
  • 06/2018 → 11/2018
    Hd Vest Insurance Agency Llc
    Irving, TX
  • 04/2018 → 11/2018
    Mje Financial Money Smart, Llc
    Pontiac, MI
  • 05/2011 → 02/2018
    Eq Financial Consultants, Inc.
    Troy, MI
  • 11/2018 → 10/2020
    Royal Oak, MI
  • 10/2020 → Present
    Pnc Investments
    Warren, MI
Previous Registrations
  • 2018-12-18 → 2020-10-08
    Detroit, MI
    Warren, MI
    Southfield, MI
    Southfield, MI
    Dearborn, MI
    Fairlawn, OH
    Southfield, MI
    Commerce Township, MI
    Royal Oak, MI
    Waterford, MI
  • 2018-07-12 → 2018-12-10
    Avantax Advisory Services
    Pontiac, MI
  • 2011-05-18 → 2018-03-01
    Troy, MI
  • 2005-12-02 → 2011-05-02
    Cuna Brokerage Services, Inc.
    Pontiac, MI
  • 2004-07-07 → 2005-10-28
    Comerica Securities
    Detroit, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-28
S63 Uniform Securities Agent State Law Examination 1994-05-09
  • S66 Uniform Combined State Law Examination
    2004-06-28
  • S63 Uniform Securities Agent State Law Examination
    1994-05-09

View on SEC IAPD

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