Best Investors Account Sign in

Karen Mccloskey Lane

Raymond James & Associates, Inc.

Lakewood Ranch, FL

Greenville, SC

Claim This Profile
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-12-09
FL RA APPROVED 2021-12-17
  • SC RA
    APPROVED
    Since 2024-12-09
  • FL RA
    APPROVED
    Since 2021-12-17

Branch Locations

8120 Lakewood Main Street Suite 201, Lakewood Ranch, FL 34202 • United States

Greenville, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Sarasota FL 05/2013 02/2021
Bbtis Charlotte NC 05/2013 02/2021
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Truist Investment Services, Inc. Sarasota FL 02/2021 12/2021
Truist Advisory Services, Inc. Sarasota FL 02/2021 12/2021
Raymond James & Associates, Inc. Greenville SC 12/2021 Present
  • 05/2013 → 02/2021
    Bb&T Bank
    Sarasota, FL
  • 05/2013 → 02/2021
    Bbtis
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 02/2021 → 12/2021
    Truist Investment Services, Inc.
    Sarasota, FL
  • 02/2021 → 12/2021
    Truist Advisory Services, Inc.
    Sarasota, FL
  • 12/2021 → Present
    Raymond James & Associates, Inc.
    Greenville, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-10
S63 Uniform Securities Agent State Law Examination 1994-03-10
  • S65 Uniform Investment Adviser Law Examination
    2005-01-10
  • S63 Uniform Securities Agent State Law Examination
    1994-03-10

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NEWEDGE ADVISORS
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC
DOW FAMILY OFFICE ADVISORY, LLC
EDWARD JONES

Other Investors

STEVEN LEE GROSSMAN
Cole Alexander Hedge
Aaron Seth Vaughn
Alexandra M Hatfield
Michael C Cermak
PAMELA RUTH MILLER
WILLIAM BRUCE BODY
ANDREW OLSON WALTHER

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood Ranch, FL
LPL FINANCIAL LLC · BRADENTON, FL
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRADENTON, FL
NEWEDGE ADVISORS · Lakewood Ranch, FL
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Lakewood Ranch, FL
DOW FAMILY OFFICE ADVISORY, LLC · LAKEWOOD RANCH, FL

More in Lakewood Ranch, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor