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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-12-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Advisory Services, Inc. | Mooresville | NC | 02/1994 | 12/2017 |
| Charles Moore Jr Ins Agcy | Mooresville | NC | 08/1991 | Present |
| Lpl Financial Llc | Mooresville | NC | 12/2017 | Present |
| Nationwide Securities, Inc. | Mooresville | NC | 08/2008 | 12/2017 |
1) 12/01/2017 - Griffin-Moore Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2017 - 160 hr/mth 2) 12/01/2017 - Griffin-Moore Financial Services - Non-Variable Insurance, fixed life insurance - inv rel - at reported business location(s) - start: 12/201 - 2 hr/mth 3) 2/8/2023 - MICHAS LLC - Investment Related - Mooresville, NC 28117 - Real Estate Rental - Owner - Start Date - 01/01/2011 - 1 Hours Per Month/0 Hours During Securities Trading 4) 08/21/2024 - Moore Wealth Management & Estate Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/23/2024 - 0 Hours Per Month/ During Trading 5) 04/02/2025 - Lighthouse Legacy Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:04/01/2025 - 180 Hrs/Mth - 160 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-05 |
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