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Charles Edward Moore

LPl Financial LLC

Mooresville, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-12-15
  • NC RA
    APPROVED
    Since 2017-12-15

Branch Locations

136 Gateway Blvd, Mooresville, NC 28117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Advisory Services, Inc. Mooresville NC 02/1994 12/2017
Charles Moore Jr Ins Agcy Mooresville NC 08/1991 Present
Lpl Financial Llc Mooresville NC 12/2017 Present
Nationwide Securities, Inc. Mooresville NC 08/2008 12/2017
  • 02/1994 → 12/2017
    Nationwide Advisory Services, Inc.
    Mooresville, NC
  • 08/1991 → Present
    Charles Moore Jr Ins Agcy
    Mooresville, NC
  • 12/2017 → Present
    Mooresville, NC
  • 08/2008 → 12/2017
    Nationwide Securities, Inc.
    Mooresville, NC
Previous Registrations
  • 2008-08-01 → 2017-12-15
    Mooresville, NC
    Mooresville, NC
    Mooresville, NC
    Sparta, NC
  • 2008-03-07 → 2008-08-01
    1717 Capital Management Company
    Mooresville, NC
Other Businesses

1) 12/01/2017 - Griffin-Moore Financial Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 12/2017 - 160 hr/mth 2) 12/01/2017 - Griffin-Moore Financial Services - Non-Variable Insurance, fixed life insurance - inv rel - at reported business location(s) - start: 12/201 - 2 hr/mth 3) 2/8/2023 - MICHAS LLC - Investment Related - Mooresville, NC 28117 - Real Estate Rental - Owner - Start Date - 01/01/2011 - 1 Hours Per Month/0 Hours During Securities Trading 4) 08/21/2024 - Moore Wealth Management & Estate Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/23/2024 - 0 Hours Per Month/ During Trading 5) 04/02/2025 - Lighthouse Legacy Advisors - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:04/01/2025 - 180 Hrs/Mth - 160 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-07
S63 Uniform Securities Agent State Law Examination 1994-05-05
  • S66 Uniform Combined State Law Examination
    2007-11-07
  • S63 Uniform Securities Agent State Law Examination
    1994-05-05

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