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Roger Michael Baranovic

Edelman Financial Engines

Beachwood, OH

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-08-10
  • OH RA
    APPROVED
    Since 2017-08-10

Branch Locations

3201 Enterprise Parkway Suite 450, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Parma OH 06/2016 01/2017
J.P. Morgan Securities Llc Cleveland OH 01/2017 08/2017
Financial Engines Advisors L.L.C. Highland Heights OH 08/2017 Present
  • 06/2016 → 01/2017
    Unemployed
    Parma, OH
  • 01/2017 → 08/2017
    J.P. Morgan Securities Llc
    Cleveland, OH
  • 08/2017 → Present
    Financial Engines Advisors L.L.C.
    Highland Heights, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-27
S63 Uniform Securities Agent State Law Examination 1994-04-12
  • S66 Uniform Combined State Law Examination
    2017-02-27
  • S63 Uniform Securities Agent State Law Examination
    1994-04-12
Other Names
  • Roger M Baranovic

View on SEC IAPD

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NORTH STAR ADVISORY GROUP, LLC · BEACHWOOD, OH
CM WEALTH ADVISORS LLC · BEACHWOOD, OH
PHILIPP CAPITAL ADVISORS · BEACHWOOD, OH
TIDMORE RETIREMENT PLANNING SPECIALISTS · BEACHWOOD, OH
NEO INVESTMENT COUNSEL, LLC · CLEVELAND, OH
SEQUOIA FINANCIAL GROUP, L.L.C. · BEACHWOOD, OH
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