Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2022-05-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sovereign Bank Na | Boston | MA | 10/2012 | 06/2017 |
| Santander Securities, Llc | Newtonville | MA | 10/2012 | 06/2017 |
| Cuna Mutual Group | Waverly | IA | 06/2017 | Present |
| Cuna Brokerage Services, Inc. | Waverly | IA | 06/2017 | Present |
| Lpl Financial Llc | Dorchester | MA | 05/2022 | Present |
1)05/18/2022 - FRG-Investment Related - At Reported Business Location(s)- DBA for LPL Business (entity for LPL business) 2)05/18/2022 - First Responders Group- At Reported Business Location(s)- DBA for LPL Business (entity for LPL business)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2009-05-15 |
Reach out to this advisor