Michael Andrew Slattery

Employer firm

Independence Square Holdings, LLC CRD 300139

$1.83B regulatory AUM 51 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Lpl Financial Llc
  King Of Prussia, PA
• 02/2013 → 01/2020
  Private Advisor Group, Llc
  King Of Prussia, PA
• 08/2019 → Present
  Independence Square Holdings, Llc
  King Of Prussia, PA

Previous Registrations

• 2013-03-08 → 2020-01-14
  Private Advisor Group, Llc
  King Of Prussia, PA
  Morristown, NJ

Other Businesses

1. 01/15/2014 - NO BUSINESS NAME - INV REL - Act in a Fiduciary Capacity - 2% TIME SPENT - Mother 2. 9/18/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 11/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 9/19/2019 - Private Advisor Group - DBA: (hybrid) Independence Square Holdings, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 11/01/2019 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/19/2019 - Independence Square Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 11/01/2019 - 160 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity in 09/2019. I expect to spend approximately 10 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S63 Uniform Securities Agent State Law Examination
  1994-07-27