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Carter Harrison Freeman

Rbc Capital Markets, LLC

Edina, MN

Corcoran, MN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-06-12
TX RA APPROVED 2017-06-12
  • MN RA
    APPROVED
    Since 2017-06-12
  • TX RA
    APPROVED
    Since 2017-06-12

Branch Locations

7650 Edinborough Way Suite 800, Edina, MN 55435-5982 • United States

Corcoran, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 06/2006 06/2017
Rbc Capital Markets, Llc Edina MN 06/2017 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-24
S63 Uniform Securities Agent State Law Examination 1994-04-25
  • S65 Uniform Investment Adviser Law Examination
    1994-06-24
  • S63 Uniform Securities Agent State Law Examination
    1994-04-25
Designations

View on SEC IAPD

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