Best Investors Account Sign in
Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-07-10
TX RA APPROVED_RES 2025-07-10
  • CO RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED_RES
    Since 2025-07-10

Branch Locations

Highlands Ranch, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenwood Village CO 06/2010 11/2016
Wells Fargo Clearing Services, Llc Greenwood Village CO 11/2016 07/2025
Wells Fargo Advisors Financial Network, Llc Highlands Ranch CO 07/2025 Present
Previous Registrations
Other Businesses

CICERO CAPITAL MAAGEMENT, LLC; INV RELATED; HIGHLANDS RANCH, CO; 100% OWNERSHIP; 03/2025; 160 HOURS PER MONTH; 160 HOURS DURING TRADING; LLC FOR FINET CICERO CAPITAL MANAGEMENT 401K ; INV RELATED; HIGHLANDS RANCH, CO; TRUSTEE; START DATE: 08/15/2025; 1 HRS PER MONTH; 1 HRS DURING TRADING; |

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-12
S63 Uniform Securities Agent State Law Examination 1994-04-04
  • S65 Uniform Investment Adviser Law Examination
    1994-04-12
  • S63 Uniform Securities Agent State Law Examination
    1994-04-04
Other Names
  • Chifford Houston Hickerson
  • Clifford Houston Hickerson

View on SEC IAPD

More in Highlands Ranch, CO

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor