Felipe Antonio Ballestas

Current Employers

Employment History

• 06/2016 → 06/2023
  Bolton Global Capital
  Bolton, MA
• 06/2016 → Present
  Bolton Global Asset Management
  Bolton, MA
• 02/2017 → 03/2026
  Ballestas Advisors Llc
  Miami, FL

Previous Registrations

• 2004-03-15 → 2016-06-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  Miami, FL
  Miami, FL

Other Businesses

1)CO-OWNER AND MANAGER OF REAL ESTATE HOLDING COMPANY, BALLESTAS AND BEAK, LLC, A REAL ESTATE HOLDING COMPANY THAT OWNS ONE PROPERTY LOCATED IN MIAMI, FL. SPENDS APPROXIMATELY 5 HOURS PER MONTH ON ACTIVITY OUTSIDE OF BUSINESS HOURS. BEGAN ACTIVITY 10/10/2011. NOT INVESTMENT RELATED. 2)OWNER AND PRESIDENT OF BALLLESTAS FINANCE CORP, ENTITY CREATED TO CONSOLIDATE PAYMENTS FROM SECURITIES AND ADVISORY BUSINESSES, AS WELL AS INCOME FROM RENTING COTTAGE LOCATED ON PRIMARY RESIDENCE. CONDUCTED FROM PRIMARY RESIDENCE. SPENDS APPROXIMATELY 5 HRS OUTSIDE TRADING HOURS PER MONTH AND 0 HOURS DURING TRADING HOURS. BEGAN 8/8/2016. NOT INVESTMENT RELATED AS THIS ENTITY IS USED FOR PERSONAL INCOME ONLY. 3) CO-OWNER OF BG INSURANCE SVCS LLC, ENTITY CREATED 05/17/2023 IN FLORIDA TO SELL FIXED INSURANCE PRODUCTS THROUGH AGENT FOR CLIENT WEALTH PLANNING SERVICES.

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-03-21
• S66 Uniform Combined State Law Examination
  2000-06-27

Other Names

• Felipe A Ballestas