Paul F Kennedy

Current Employers

Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2026-05-12

WA RA
APPROVED

Since 2026-05-12

Branch Locations

Shoreline, WA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Scottrade	Lynnwood	WA	01/2015	09/2018
Td Ameritrade, Inc.	Lynnwood	WA	09/2018	12/2022
Charles Schwab And Co., Inc.	Lynnwood	WA	12/2022	04/2026
Charles Schwab Bank	Lynnwood	WA	11/2023	04/2026
Empower Advisory Group, Llc	Greenwood Village	CO	04/2026	Present
Empower Financial Services, Inc	Greenwood Village	CO	04/2026	Present

01/2015 → 09/2018

Scottrade

Lynnwood, WA
09/2018 → 12/2022

Td Ameritrade, Inc.

Lynnwood, WA
12/2022 → 04/2026

Charles Schwab And Co., Inc.

Lynnwood, WA
11/2023 → 04/2026

Charles Schwab Bank

Lynnwood, WA
04/2026 → Present

Empower Advisory Group, Llc

Greenwood Village, CO
04/2026 → Present

Empower Financial Services, Inc

Greenwood Village, CO

Previous Registrations

2022-01-26 → 2026-04-22

Charles Schwab & Co., Inc.

Seattle, WA

Seattle, WA
2018-03-08 → 2023-09-07

Td Ameritrade Investment Management, Llc

Lynnwood, WA

Bellevue, WA

Seattle, WA
2018-03-08 → 2022-10-14

Td Ameritrade, Inc.

Lynnwood, WA

Bellevue, WA

Seattle, WA

Seattle, WA

Omaha, NE
2016-10-06 → 2018-03-08

Scottrade Investment Management

Saint Louis, MO
2014-12-19 → 2015-01-14

Thrivent Investment Management Inc.

Bellevue, WA
2006-09-27 → 2008-07-28

Harrisdirect Llc

Jersey City, NJ
2003-06-10 → 2006-09-27

Td Ameritrade, Inc.

Beverly Hills, CA

Beverly Hills, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-18
S63	Uniform Securities Agent State Law Examination	1999-05-10

S66 Uniform Combined State Law Examination

2014-12-18
S63 Uniform Securities Agent State Law Examination

1999-05-10

Other Names

Paul Freeman Kennedy

View on SEC IAPD