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Jennifer Lee O'BRien

Diastole Wealth Management

Guilford, CT

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Current Employers
Diastole Wealth Management

58 Boston Street, Guilford, CT 06437 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-04-24
NJ RA APPROVED 2021-06-15
NY RA APPROVED 2021-04-01
ME RA APPROVED 2018-05-07
CT RA APPROVED 2012-01-09
  • CA RA
    APPROVED
    Since 2023-04-24
  • NJ RA
    APPROVED
    Since 2021-06-15
  • NY RA
    APPROVED
    Since 2021-04-01
  • ME RA
    APPROVED
    Since 2018-05-07
  • CT RA
    APPROVED
    Since 2012-01-09

Branch Locations

58 Boston Street, Guilford, CT 06437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Diastole Wealth Management Guilford CT 01/2012 Present
Previous Registrations
  • 2006-09-01 → 2012-02-03
    Citizens Securities, Inc.
    Branford, CT
    New Haven, CT
    Guilford, CT
    Madison, CT
    Branford, CT
  • 2005-04-01 → 2006-08-30
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Madison, CT
    Atlanta, GA
    Guilford, CT
  • 2004-10-20 → 2005-04-06
    Banc Of America Investment Services, Inc.
    East Haven, CT
  • 2002-12-04 → 2004-10-20
    Quick & Reilly, Inc.
    East Haven, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-08
S63 Uniform Securities Agent State Law Examination 1997-08-13
  • S65 Uniform Investment Adviser Law Examination
    1998-06-08
  • S63 Uniform Securities Agent State Law Examination
    1997-08-13
Other Names
  • Jennifer Elizabeth Lee
  • Jennifer Lee Obrien

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

BRETT DANIEL DOLAN
KENNETH W. CARONE
AMIE ELISABETH BROWER
MARK JOSEPH WHITE
MICHAEL TAVERNER
Christian Loban
SCOTT ALLEN STASCHKE
WAYNE ALLAN STASCHKE

Other Offices

OSAIC WEALTH, INC. · Guilford, CT
COMMONWEALTH FINANCIAL NETWORK · Guilford, CT
LPL FINANCIAL LLC · GUILFORD, CT
LPL FINANCIAL LLC · Guilford, CT
LPL FINANCIAL LLC · GUILFORD, CT
CETERA INVESTMENT ADVISERS LLC · GUILFORD, CT
LPL FINANCIAL LLC · GUILFORD, CT
PROMESA CAPITAL LLC · GUILFORD, CT

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