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5201 Johnson Drive Suite 410, Mission, KS 66205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2016-02-17 |
Branch Locations
5201 Johnson Drive Suite 410, Mission, KS 66205 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central States Capital Markets | Prairie Village | KS | 11/2013 | Present |
TIER ONE CAPITAL SOLUTIONS LLC IS A BANK CONSULTING FIRM I FOUNDED IN JANUARY 2013 IN MY HOME OFFICE. I AM THE SOLE EMPLOYEE AND DO NOT INTEND TO DEVOTE TIME TO TIER ONE DURING TRADING HOURS. Investment Adviser at Westward Investment Advisory. This will not interfere with job as Chief Compliance Officer at CSCM.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-02-06 |
| S65 | Uniform Investment Adviser Law Examination | 2013-10-21 |
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