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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-09-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corporation | Tampa | FL | 12/2007 | 02/2018 |
| Lpl Financial Llc | Norcross | GA | 02/2018 | 08/2024 |
| Osaic | Norcross | GA | 08/2024 | Present |
1. 7/31/2018 - A A LaRocco & Assoc., Inc. - Investment Related - At Reported Business Location(s) - Insurance Agency - President - Start Date: 06/01/1991 - 170 Hours Per Month/170 Hours During Securities Trading - President and Sales. 5880 Live Oak Pkwy, Ste 230 Norcross, GA 30093 2. A A LAROCCO & ASSOC. POSITION: President NATURE: C Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 170 SECURITIES TRADING HOURS: 170 START DATE: 06/01/1991 ADDRESS: 5880 Live Oak Pkwy, Ste 230, Norcross GA 30093, United States DESCRIPTION: President - Management and Sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-13 |
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