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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-10-17 |
| FL | RA | APPROVED | 2022-05-27 |
| GA | RA | APPROVED | 2021-03-02 |
| PA | RA | APPROVED | 2016-10-12 |
Branch Locations
Ephrata, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Lancaster | PA | 02/2002 | Present |
| Park Avenue Securities | Lancaster | PA | 03/2002 | Present |
| Guardian Life Insurance Company | Ephrata | PA | 06/2024 | Present |
| Park Avenue Securities | Ephrata | PA | 06/2024 | Present |
1. INSURANCE SERVICES (PRODUCTS OTHER THAN GUARDIAN), Start: 01/01/2005, Address: 2173 Embassy Drive Lancaster PA 17603, 2 bus hrs per month, Investment related, 2. Secondary POA for Father and Step Mother, Start Date: 11/20/2024, Address: N/A, 0 total hours per month, 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-05-16 |
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