Robert Charles Pizzitola

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-08-15

TX RA
APPROVED

Since 2016-08-15

Branch Locations

10910 Spencer, Suite F, La Porte, TX 77571 • United States

360 Kingsley Park Dr Ste 100, Fort Mill, SC 29715 • United States

10936 Spencer Hwy, La Porte, TX 77571 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Laporte	TX	08/2016	Present

08/2016 → Present

Lpl Financial, Llc

Laporte, TX

Previous Registrations

2006-03-31 → 2016-08-15

Westpark Wealth Advisors, Inc.

La Porte, TX

Houston, TX
1994-04-05 → 2006-04-27

Ubs Financial Services Inc.

Houston, TX

Other Businesses

1. 08/15/2016 - BFA Real Estate - Business Entity For Tax/Investment Purposes Only - 3% - La Porte, TX. 2. 08/15/2016 - Bayshore Financial Advisors - DBA for LPL Business (entity for LPL business) - 100% - La Porte, TX.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-04-19
S63	Uniform Securities Agent State Law Examination	1994-03-31

S65 Uniform Investment Adviser Law Examination

1994-04-19
S63 Uniform Securities Agent State Law Examination

1994-03-31

Other Names

Bob Pizzitola

View on SEC IAPD