Best Investors Account Sign in

David Rabin

Regan Capital

Dallas, TX

Claim This Profile
Current Employers
Regan Capital

300 Crescent Court Suite 1760, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-08
  • TX RA
    APPROVED
    Since 2024-03-08

Branch Locations

300 Crescent Court Suite 1760, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Probabilities Fund Management, Llc San Diego CA 08/2014 12/2016
Bic Distributors, Llc Scottsdale AZ 03/2016 12/2016
Northern Lights Distributors, Llc Elkhorn NE 07/2017 06/2022
Ascendant Capital Management, Llc Los Angeles CA 03/2017 06/2022
Self Employed Newport Beach CA 01/2017 03/2017
Regan Capital, Llc Dallas TX 06/2022 Present
Quasar Distributors, Llc Dallas TX 08/2022 Present
  • 08/2014 → 12/2016
    Probabilities Fund Management, Llc
    San Diego, CA
  • 03/2016 → 12/2016
    Bic Distributors, Llc
    Scottsdale, AZ
  • 07/2017 → 06/2022
    Northern Lights Distributors, Llc
    Elkhorn, NE
  • 03/2017 → 06/2022
    Ascendant Capital Management, Llc
    Los Angeles, CA
  • 01/2017 → 03/2017
    Self Employed
    Newport Beach, CA
  • 06/2022 → Present
    Regan Capital, Llc
    Dallas, TX
  • 08/2022 → Present
    Quasar Distributors, Llc
    Dallas, TX
Previous Registrations
  • 2020-03-03 → 2022-08-08
    Ascendant Capital Management, Llc
    Los Angeles, CA
  • 2014-11-13 → 2016-12-12
    Probabilities Fund Management, Llc
    San Diego, CA
  • 2013-03-28 → 2014-07-29
    Sei Investments Management Corp
    Oak Park, CA
    Oaks, PA
    Oak Park, CA
Other Businesses

1) Regan Capital, LLC; Investment Related; Sales; Dallas, TX; 03/14/2022; Managing Director; Marketing mutual fund; 160 hours per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-27
S63 Uniform Securities Agent State Law Examination 1994-07-20
  • S65 Uniform Investment Adviser Law Examination
    2013-07-27
  • S63 Uniform Securities Agent State Law Examination
    1994-07-20
Other Names
  • Dave Paul Rabin
  • David Paul Rabin

View on SEC IAPD

Other Firms

RETIREMENT ADVISORS, LLC
7TH HARVEST INVESTMENTS
ADVISOR RESOURCE COUNCIL
PRIME SENTRY WEALTH MANAGEMENT LLC
OPENAIR FINANCIAL, LLC
GENEOS WEALTH MANAGEMENT, INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
KESTRA ADVISORY SERVICES, LLC

Other Investors

MICHAEL CHARLES PERRY
Samuel James Perry
Michael Charles Perry
CHESTER ANDERSON
EARL JEFFERSON
THOMAS MARC YOUNG
RYAN YANCY MULLIN
Leonid Murashkovskiy

Other Offices

RETIREMENT ADVISORS, LLC · DALLAS, TX
7TH HARVEST INVESTMENTS · DALLAS, TX
ADVISOR RESOURCE COUNCIL · Dallas, TX
PRIME SENTRY WEALTH MANAGEMENT LLC · ADDISON, TX
OPENAIR FINANCIAL, LLC · Dallas, TX
GENEOS WEALTH MANAGEMENT, INC. · Addison, TX
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Addison, TX
KESTRA ADVISORY SERVICES, LLC · ADDISON, TX

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor