Dana Brent John Terry

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-02-10
CA	RA	APPROVED	2008-11-03

TX RA
APPROVED_RES

Since 2009-02-10
CA RA
APPROVED

Since 2008-11-03

Branch Locations

200 Spectrum Center Drive Suite 1800, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Irvine	CA	10/2008	Present

10/2008 → Present

Ubs Financial Services Inc

Irvine, CA

Previous Registrations

1997-07-08 → 2008-11-18

Citigroup Global Markets Inc.

Laguna Niguel, CA

Laguna Niguel, CA

Other Businesses

GREEN COFFEE ORGANICS / 8 RIVIERA COTO DE CAZA,CA 92679 / GREEN COFFEE BEAN POWDER SUPPLEMENTS / MANUFACTURING GREEN COFFEE BEAN POWDER AND OIL / SPOUSE OF OWNER / ADVIING MY WIFE ON BUSINESS DECISIONS / START DATE 10/1/2013

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-09-09
S63	Uniform Securities Agent State Law Examination	1996-01-25

S65 Uniform Investment Adviser Law Examination

2002-09-09
S63 Uniform Securities Agent State Law Examination

1996-01-25

Other Names

Dana B J Terry

View on SEC IAPD