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Christopher John Weber

Morgan Stanley

Waukesha, WI

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-06
WI RA APPROVED 2020-06-22
  • TX RA
    APPROVED_RES
    Since 2023-02-06
  • WI RA
    APPROVED
    Since 2020-06-22

Branch Locations

20975 Swenson Drive Suite 300, Waukesha, WI 53186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Annex Wealth Management Elm Grove WI 01/2015 06/2020
H. Beck, Inc. Bethesda MD 03/2015 12/2018
Morgan Stanley Smith Barney Llc Waukesha WI 06/2020 Present
Morgan Stanley Private Bank, N.A. New York NY 10/2020 Present
  • 01/2015 → 06/2020
    Annex Wealth Management
    Elm Grove, WI
  • 03/2015 → 12/2018
    H. Beck, Inc.
    Bethesda, MD
  • 06/2020 → Present
    Morgan Stanley Smith Barney Llc
    Waukesha, WI
  • 10/2020 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2015-04-20 → 2020-07-07
    Annex Wealth Management, Llc
    Brookfield, WI
  • 2005-03-08 → 2015-03-20
    Pennant Management Inc
    Milwaukee, WI
    Milwaukee, WI
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-07-02
S65 Uniform Investment Adviser Law Examination 2005-05-13
  • S63 Uniform Securities Agent State Law Examination
    2015-07-02
  • S65 Uniform Investment Adviser Law Examination
    2005-05-13
Other Names
  • Chris J Weber
  • Christopher John Weber
  • Chris John Weber

View on SEC IAPD

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NOAMAN A.Q. SHARIEF
JEROME JOSEPH VERANTH
MATTHEW ROBERT SLOWINSKI
DANIEL GLENN SIEVERS

Other Offices

DANA INVESTMENT ADVISORS INC · WAUKESHA, WI
DANA INVESTMENT ADVISORS INC · Waukesha, WI
RAYMOND JAMES & ASSOCIATES, INC. · Waukesha, WI
WELLS FARGO CLEARING SERVICES, LLC · WAUKESHA, WI
WORLD INVESTMENT ADVISORS, LLC · Waukesha, WI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAUKESHA , WI
OSAIC WEALTH, INC. · WAUKESHA, WI
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Waukesha, WI

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