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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-08 |
| LA | RA | APPROVED | 2024-10-10 |
Branch Locations
1062 Highland Colony Parkway Ste 200, Ridgeland, MS 39157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Ridgeland | MS | 01/2016 | 08/2024 |
| Pruco Securities, Llc. | Ridgeland | MS | 01/2016 | 08/2024 |
| Hancock Whitney Bank | New Orleans | LA | 10/2024 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 10/2024 | Present |
| Cetera Investment Advisers Llc | New Orleans | LA | 10/2024 | Present |
| Unemployed | Madison | MS | 08/2024 | 10/2024 |
1) CO-OWNER OF THREE OAKS FARM, LLC; HUNTING CAMP. 2) OWNER OF SIP OUTDOORS, LLC; RETAIL STORE; NOT INVOLVED IN DAY-TO-DAY OPERATIONS OF STORE; OWNER OF SIP DEVELOPMENT, LLC; OWN A BUILDING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-22 |
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