William Rodger Lewis

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Commonwealth Financial Network
  Waltham, MA
• 11/2009 → Present
  Sterling Wealth Management
  Montrose, PA

Previous Registrations

• 2008-06-10 → 2009-12-04
  Equitable Advisors, Llc
  Endicott, NY
  Montrose, PA

Other Businesses

1. Fixed insurance sales, as of 01/01/2011, 20% of time spent during business hours, Investment related, at branch location. 2. Legacy Land Holdings, LLC, real estate holding company, as of 06/01/2013, 0% of time spent during business hours, Not investment related, not conducted at branch location. 3. Owner, Sterling Wealth Management, Inc. a private entity established to facilitate securities, advisory, and insurance business; as of 02/01/2022; 100% of time spent during business hours; Conducted at branch; Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-18
• S63 Uniform Securities Agent State Law Examination
  1994-03-08

Designations

• Certified Financial Planner

Other Names

• Bill Lewis