Warren Bernard Gallagher

Current Employers

Employment History

• 05/2016 → Present
  Lpl Financial, Llc
  Morristown, NJ
• 06/2016 → 02/2018
  Paradigm Wealth Advisory Llc
  Parsippany, NJ
• 01/2018 → Present
  Private Advisor Group, Llc
  Morristown, NJ

Previous Registrations

• 2016-06-16 → 2019-12-06
  Paradigm Wealth Advisory Llc
  Bridgewater, NJ
• 2012-07-02 → 2016-06-09
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  Fairfield, NJ
  Fairfield, NJ
• 2003-11-06 → 2012-07-02
  First Allied Securities, Inc.
  Fairfield, NJ
  Fairfield, NJ

Other Businesses

1. 05/24/2016 - Financial Planners of NJ - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - at reported business location(s) - Started: July 2011 - Time Spent 1%. 2. 2/15/2018 - Private Advisor Group, LLC - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/23/2018 - 40 Hours Per Month/4 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/15/2018. I expect to spend approximately 40 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/15/2018 - Private Advisor Group - DBA: (Hybrid) The Gallagher Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/23/2018 - 20 Hours Per Month/2 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 2/15/2018. I expect to spend approximately 20 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/20/2018 - The Gallagher Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/23/2018 - 1 Hour Per Month During Securities Trading. 5. 2/10/2021 - Private Advisor Group - DBA: (Hybrid) The Gallagher Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/01/2021 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 2/24/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 02/01/2021 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 2/2021. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 3/31/2021 - Guardian Life Insurance Co. of America - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/21/2021 - 1 Hour Per Month/0 Hours During Securities Trading - Long-Term Care.

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-10-19
• S63 Uniform Securities Agent State Law Examination
  1995-02-17

Designations

Other Names

• Warren B Gallagher
• Warren B Gallagher