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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2023-03-17 |
| TX | RA | APPROVED | 2023-03-17 |
Branch Locations
Birmingham, AL • United States
600 University Park Place Suite 130 & 175, Homewood, AL 35209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors | Birmingham | AL | 07/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Birmingham | AL | 11/2016 | 03/2023 |
| Wells Fargo Advisors Financial Network, Llc | Homewood | AL | 03/2023 | Present |
PERITUS WEALTH MANAGEMENT, LLC, INVT RELATED, 23.12% OWNERSHIP, START DATE 9/1/2022, 173.33 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.| PERITUS HOLDINGS, LLC, INVT RELATED, 23.12% OWNERSHIP, START DATE 1/31/2023, 173.33 HRS PER MONTH, 6.5 HRS DURING TRADING, FINET PRACTICE.| FLEMING WEALTH MANAGEMENT LLC; INV RELATED; HOMEWOOD, AL; PROCESS PARTNERSHIP DISTRIBUTIONS; 100% OWNERSHIP; START DATE 03/06/2023; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-29 |
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