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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-07-07 |
| NC | RA | APPROVED | 2010-06-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Durham | NC | 06/2010 | Present |
| Bank Of America, N.A. | Durham | NC | 09/2010 | Present |
I*36511FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FIRLS PROPERTIES LLCINVESTMENT RELATED: NADDRESS OF BUSINESS: CHAPEL HILL, NORTH CAROLINA 27516NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/31/2016NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OWN A SECOND HOUSE THAT IS CURRENTLY RENTED. OUR DUTIES ARE TO MAINTAIN THE PROPOERTY AND ADDRESS ISSUES AS THEY COME UP.I*769231, Entity Type, Charitable, Name of OBA: Habitat for Humanity, Address: Chapel Hill, NC, 27514, Investment Related: No, Position, Title, Association: Committee, Employee Start Date: 07/15/2024, No Hours: 20hrs/Annually, No Hours during trading: 0, Duties: Habitat for Humanity of Orange County. Mission: Habitat for Humanity of Orange County brings people together to build homes, communities, and hope. Vision: Everyone in Orange County has a decent place to live. I* 1705274, Entity Type Entity For Charitable, Name of OBA: Queens Club Inc Address: Raleigh, North Carolina, 27615, United States Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/01/2024. No Hours: 2 hrs monthly No Hours during trading: 0 Duties: Entity Purpose: Networking, connecting and supporting community. My responsibility: I would be one of the organizers for events hosted 4 times a year. Please note I was asked to support the "checking" account for issuing checks to the non-profits. I will only have the ability to deposit checks, and pay checks per events to the winning non-profit. Outside of that my privileges are limited and monitored by the entity for accounting and auditing
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-09-16 |
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