Leigh Carol Kempf

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Durham, NC
• 09/2010 → Present
  Bank Of America, N.A.
  Durham, NC

Previous Registrations

• 2009-06-01 → 2010-07-19
  Morgan Stanley
  Durham, NC
• 2001-12-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Durham, NC
  Durham, NC

Other Businesses

I*36511FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FIRLS PROPERTIES LLCINVESTMENT RELATED: NADDRESS OF BUSINESS: CHAPEL HILL, NORTH CAROLINA 27516NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/31/2016NUMBER OF HOURS DEVOTED: 25 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: OWN A SECOND HOUSE THAT IS CURRENTLY RENTED. OUR DUTIES ARE TO MAINTAIN THE PROPOERTY AND ADDRESS ISSUES AS THEY COME UP.I*769231, Entity Type, Charitable, Name of OBA: Habitat for Humanity, Address: Chapel Hill, NC, 27514, Investment Related: No, Position, Title, Association: Committee, Employee Start Date: 07/15/2024, No Hours: 20hrs/Annually, No Hours during trading: 0, Duties: Habitat for Humanity of Orange County. Mission: Habitat for Humanity of Orange County brings people together to build homes, communities, and hope. Vision: Everyone in Orange County has a decent place to live. I* 1705274, Entity Type Entity For Charitable, Name of OBA: Queens Club Inc Address: Raleigh, North Carolina, 27615, United States Investment Related: No Position, Title, Association: Board Member Employee Start Date: 08/01/2024. No Hours: 2 hrs monthly No Hours during trading: 0 Duties: Entity Purpose: Networking, connecting and supporting community. My responsibility: I would be one of the organizers for events hosted 4 times a year. Please note I was asked to support the "checking" account for issuing checks to the non-profits. I will only have the ability to deposit checks, and pay checks per events to the winning non-profit. Outside of that my privileges are limited and monitored by the entity for accounting and auditing

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-07-14
• S63 Uniform Securities Agent State Law Examination
  1994-09-16

Other Names

• Leigh Carol Mcadoo