Donald Frederick Baker

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-06-24
TX	RA	APPROVED	2009-03-19
CT	RA	APPROVED	2007-12-21

PA RA
APPROVED

Since 2010-06-24
TX RA
APPROVED

Since 2009-03-19
CT RA
APPROVED

Since 2007-12-21

Branch Locations

96 S George St, York, PA 17401 • United States

Spring Grove, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	York	PA	03/1998	Present
Bank Of America, N.A.	York	PA	12/2009	Present

03/1998 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

York, PA
12/2009 → Present

Bank Of America, N.A.

York, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-17
S63	Uniform Securities Agent State Law Examination	1994-05-05

S66 Uniform Combined State Law Examination

2007-12-17
S63 Uniform Securities Agent State Law Examination

1994-05-05

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

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