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Melody Yolanda Rose Graham

Ameriprise Financial Services, LLC

Melville, NY

Floral Park, NY

CRD 2459731

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2012-07-31
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2012-07-31

Branch Locations

445 Broadhollow Rd Ste 317, Melville, NY 11747 • United States

Floral Park, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melville NY 09/2005 03/2020
Ameriprise Financial Services, Llc Melville NY 03/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-05-20
S63 Uniform Securities Agent State Law Examination 1994-04-28
  • S65 Uniform Investment Adviser Law Examination
    1994-05-20
  • S63 Uniform Securities Agent State Law Examination
    1994-04-28
Designations
  • Certified Financial Planner
Other Names
  • Melody Graham
  • Melody Yes Graham
  • Melody Y Graham

View on SEC IAPD

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