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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
105 Maxess Rd Ste 314, Melville, NY 11747 • United States
St James, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Hauppauge | NY | 05/2012 | Present |
1. 05/06/2019 - No business name - DBA:Montauk Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:05/01/2019 - 1 hr/mo - 1 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-12-08 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-11 |
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