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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-03
  • NY RA
    APPROVED
    Since 2021-08-03

Branch Locations

105 Maxess Rd Ste 314, Melville, NY 11747 • United States

St James, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Hauppauge NY 05/2012 Present
Other Businesses

1. 05/06/2019 - No business name - DBA:Montauk Wealth Management - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:05/01/2019 - 1 hr/mo - 1 hr during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-08
S63 Uniform Securities Agent State Law Examination 1994-03-11
  • S66 Uniform Combined State Law Examination
    2005-12-08
  • S63 Uniform Securities Agent State Law Examination
    1994-03-11

View on SEC IAPD

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