Michael Richard Armondo

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2019 → Present
  Rockefeller Financial Llc
  Dallas, TX
• 05/2019 → Present
  Rock & Co Llc
  Dallas, TX
• 02/1994 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Antonio, TX

Previous Registrations

• 1994-05-16 → 2019-05-06
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX
  Mckinney, TX
  Frisco, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-04-29
• S63 Uniform Securities Agent State Law Examination
  1994-04-18

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Michael R Armondo