Best Investors Account Sign in
Current Employers
Global Assets Advisory, Llc

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-12
  • TX RA
    APPROVED
    Since 2023-01-12

Branch Locations

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

4855 North Mesa #114, El Paso, TX 79912 • United States

International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-03
  • TX RA
    APPROVED
    Since 2020-01-03

Branch Locations

4855 North Mesa #114, El Paso, TX 79912 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 04/2011 10/2016
Cetera Advisors Llc Denver CO 10/2016 09/2018
Integral Financial Services El Paso TX 10/1993 Present
International Assets Investment Management, Llc Orlando FL 09/2018 Present
International Assets Advisory, Llc El Paso TX 09/2018 Present
Global Assets Advisory, Llc El Paso TX 01/2023 Present
  • 04/2011 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 10/2016 → 09/2018
    Cetera Advisors Llc
    Denver, CO
  • 10/1993 → Present
    Integral Financial Services
    El Paso, TX
  • 09/2018 → Present
    Orlando, FL
  • 09/2018 → Present
    International Assets Advisory, Llc
    El Paso, TX
  • 01/2023 → Present
    El Paso, TX
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC - 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS, LLC - ADVISOR SINCE 09/2018 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 2) GLOBAL ASSETS ADVISORY, LLC 111 N ORANGE AVE STE 1000 ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS, LLC - ADVISOR SINCE 1/2023 - APPROX 160 HRS/MO - FEE BASED COMPENSATION 3) CARLOS SISNIEGA 4855 N. MESA, #114, EL PASO, TX 79912 - LIFE, HEALTH AND DISABILITY INSURANCE SALES AND SERVICE - AGENT SINCE 1993 - APPROX 40 HRS/MO - COMMISSIONS 4) INTEGRAL FINANCIAL SERVICES, INC. 4855 N. MESA, #114, EL PASO, TX 79912 - dba FOR FINANCIAL AND INSURANCE BUSINESS - 50% OWNER SINCE 10/2003 - APPROX 160 HRS/MO - COMMISSIONS 5) CENTER FOR CHARACTER FORMATION 302 VILLA CANTO, EL PASO, TX 79912 - COMMUNITY SERVICE ORGANIZATION - PRESIDENT AND BOARD MEMBER SINCE 2015 - APPROX 10 HRS/MO - NO COMPENSATION 6) HUMAN INDUSTRIES, LLC5666 RIVER RUN, EL PASO, TX 79932 - INTERIOR DESIGN PROJECTS - SILENT PARTNER SINCE 2018 - APPROX 0 HRS/MO - NO COMPENSATION 7) VIFAC - CD. JUAREZ, MEXICO - SHELTER FOR PREGNANT WOMEN - BOARD MEMBER SINCE 2011 - NO COMPENSATION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-16
S63 Uniform Securities Agent State Law Examination 1994-05-24
  • S65 Uniform Investment Adviser Law Examination
    2019-12-16
  • S63 Uniform Securities Agent State Law Examination
    1994-05-24
Other Names
  • Carlos F Sisniega
  • Carlos Federico Sisniega

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orlando, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor