Matthew Phillip Galasso

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2017-03-25

NJ RA
APPROVED

Since 2017-03-25

Branch Locations

Cape May Court House, NJ • United States

1305 Campus Parkway, Wall Township, NJ 07753 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Metlife Securities Inc	Somerset	NJ	03/2009	Present
Massachusetts Mutual Life Insurance Company	Springfield	MA	07/2016	Present
Mml Investors Services, Llc	Princeton	NJ	03/2017	Present

03/2009 → Present

Metlife Securities Inc

Somerset, NJ
07/2016 → Present

Massachusetts Mutual Life Insurance Company

Springfield, MA
03/2017 → Present

Mml Investors Services, Llc

Princeton, NJ

Previous Registrations

2005-12-01 → 2017-03-25

Msi Financial Services, Inc.

Cranford, NJ

Wall Township, NJ

Salem, NJ

Springfield, MA

Springfield, MA

Cranford, NJ

Princeton, NJ
2002-09-16 → 2005-12-31

Metlife Investment Fund Services Llc

Woodbridge, NJ

Other Businesses

INDEPENDENT INSURANCE AGENT-FROM BUSINESS ADDRESS-2HRS SEC, 1HRS NONSEC- DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, PROPERTY & CASUALTY-SINCE 06/2014

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-09-13

S65 Uniform Investment Adviser Law Examination

2002-09-13

View on SEC IAPD