William Blake Morris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-09-21
OR	RA	APPROVED	2021-09-20

TX RA
APPROVED

Since 2021-09-21
OR RA
APPROVED

Since 2021-09-20

Branch Locations

Bend, OR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Buckeye	AZ	05/2009	09/2021
Lpl Financial, Llc	Bend	OR	09/2021	Present

05/2009 → 09/2021

Wells Fargo Advisors Financial Network Llc

Buckeye, AZ
09/2021 → Present

Lpl Financial, Llc

Bend, OR

Previous Registrations

2016-08-16 → 2021-09-15

Wells Fargo Advisors Financial Network, Llc

Scottsdale, AZ

Bend, OR

Scottsdale, AZ

Bend, OR

Bend, OR

Scottsdale, AZ

Other Businesses

1) 12/2006 - DBA for LPL Business (entity for LPL business) - WILLIAM MORRIS WEALTH MANAGEMENT - Investment Related - Bend, OR 97703 2) 11/2012 - BBQ sauce distribution - RIB RACK DISTRIBUTING, LLC - Not Investment Related - Bloomfield, MI 48302

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-01-26
S63	Uniform Securities Agent State Law Examination	1994-06-17

S65 Uniform Investment Adviser Law Examination

2007-01-26
S63 Uniform Securities Agent State Law Examination

1994-06-17

View on SEC IAPD